Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MarketAxess Europe Limited
FRN 196601
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 1 Apr 2025)
- [FCA CF] Significant management (since 1 Apr 2025)
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MarketAxess Capital Limited
FRN 724949
- [FCA CF] Material risk taker (since 1 Apr 2025)
- [FCA CF] Significant management (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
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MarketAxess Post-Trade Limited
FRN 491843
- SMF29 Limited scope function (limited scope SMCR firms only) (since 21 Feb 2025)
- [FCA CF] Significant management (21 Feb 2023 to 21 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.