Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MarketAxess Europe Limited
FRN 196601
- [FCA CF] Material risk taker (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Algorithmic trading (since 9 Dec 2020)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
- CF30 Customer (23 Jul 2014 to 8 Dec 2019)
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MarketAxess Capital Limited
FRN 724949
- [FCA CF] Material risk taker (since 1 Apr 2025)
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Algorithmic trading (since 9 Dec 2020)
- [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.