Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MarketAxess Europe Limited
FRN 196601
- [FCA CF] Significant management (since 15 Apr 2024)
- [FCA CF] Material risk taker (15 Apr 2024 to 1 Apr 2025)
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MarketAxess Capital Limited
FRN 724949
- [FCA CF] Significant management (since 15 Apr 2024)
- [FCA CF] Material risk taker (15 Apr 2024 to 1 Apr 2025)
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- [FCA CF] Client dealing (3 Aug 2021 to 17 Jan 2024)
- [FCA CF] Manager of certification employee (3 Dec 2020 to 17 Jan 2024)
- [FCA CF] Material risk taker (13 Nov 2018 to 17 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (13 Nov 2018 to 17 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.