MarketAxess Post-Trade Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Data Publishing
Regulator Trade Reporting

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Spires
IRN CJS01310
- CF11 Money Laundering Reporting (1 May 2009 to 31 Dec 2009)
- CF29 Significant management (1 May 2009 to 31 Dec 2009)
- CF10 Compliance Oversight (1 May 2009 to 31 Dec 2009)
- CF28 Systems and controls (1 May 2009 to 31 Dec 2009)
Christopher Parker
IRN CXP00459
- [FCA CF] Significant management (since 3 Oct 2022)
Christopher Robert Concannon
IRN CRC01107
- Director of firm who is not a certification employee or a SMF manager (since 27 Jul 2023)
Claire Jacqueline Sinclair Radford
IRN CJR01185
- [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Nov 2025)
- [FCA CF] Significant management (1 Mar 2021 to 30 Nov 2025)
Daniel Max Stone
IRN DMS01277
- CF28 Systems and controls (19 Mar 2013 to 30 Apr 2015)
- CF29 Significant management (19 Mar 2013 to 30 Apr 2015)
David Charles Lawler
IRN DCL01051
- CF28 Systems and controls (1 May 2009 to 31 Dec 2010)
- CF29 Significant management (1 May 2009 to 31 Dec 2010)
David James Burke
IRN DJB01497
- CF28 Systems and controls (15 Feb 2010 to 1 Jun 2011)
- CF29 Significant management (15 Feb 2010 to 1 Jun 2011)
- CF2 Non Executive Director (1 May 2009 to 1 Jan 2010)
David McNeill Wright
IRN DMW01095
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Dean Berry
IRN DXB01416
- [FCA CF] Manager of certification employee (since 29 Sep 2025)
Douglas Gerhardt
IRN DXG00234
- [FCA CF] Significant management (since 9 Dec 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.