MarketAxess Post-Trade Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trade Data Publishing
Regulator Trade Reporting

Senior staff personally approved by the FCA to hold their roles here.

Francois Le Bouquin
IRN FXL00043
- [FCA CF] Significant management (11 Jan 2021 to 9 Feb 2024)
Geoffroy Vander Linden
IRN GXV01171
- CF29 Significant management (20 Mar 2013 to 17 Jul 2015)
Graeme Edward Austin
IRN GEA01019
- CF29 Significant management (1 May 2009 to 18 Jun 2010)
Grant Blackaby
IRN GXB00458
- [FCA CF] Significant management (since 8 Feb 2023)
Gregory Paul Rossi
IRN GXR00293
- SMF16 Compliance Oversight (since 16 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Apr 2024)
Haider Ali
IRN HXA01088
- [FCA CF] Significant management (9 Dec 2020 to 10 Dec 2020)
Jagmeet Singh
IRN JXS00844
- [FCA CF] Significant management (since 1 Jan 2022)
James Nevil Blair Rucker
IRN JNR01024
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 1 Apr 2025)
- CF2 Non Executive Director (4 Dec 2015 to 8 Dec 2019)
- CF3 Chief Executive (4 Aug 2014 to 17 Jul 2015)
- CF1 Director (28 Feb 2013 to 17 Jul 2015)
Jason Lee Waight
IRN JLW01135
- [FCA CF] Significant management (9 Dec 2020 to 29 Sep 2021)
- CF1 Director (1 Mar 2013 to 8 Dec 2019)
- CF29 Significant management (18 Jan 2010 to 27 Jul 2015)
Jonathan McTernan
IRN JXM01320
- SMF29 Limited scope function (limited scope SMCR firms only) (since 21 Feb 2025)
- [FCA CF] Significant management (21 Feb 2023 to 21 Feb 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.