MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Adams

  IRN AXA00863

  • [FCA CF] Significant management (17 Apr 2023 to 24 Apr 2024)
• Andrew David Braham

  IRN AXB00855

  • [FCA CF] Significant management (4 Oct 2021 to 16 Feb 2022)
• Andrew David Irons

  IRN ADI01004

  • CF30 Customer (24 Jun 2010 to 31 Oct 2012)
• Andrew Stuart Cameron

  IRN ASC01091

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Nov 2005 to 31 Oct 2007)
• Angela Chana

  IRN AXC02209

  • CF30 Customer (16 Mar 2010 to 15 Nov 2013)
• Anju Sima

  IRN AXS03275

  • [FCA CF] Significant management (9 Dec 2020 to 30 Nov 2025)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
• Anthony William Chenu

  IRN AWC01082

  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Ashley Tze Tuck Heng

  IRN ATH01066

  • CF30 Customer (11 Dec 2014 to 18 Dec 2014)
• Bethan Alis Cornell

  IRN BAR01056

  • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
• Bradley Evan Kotler

  IRN BEK01007

  • CF30 Customer (10 Aug 2010 to 29 Jun 2012)

No changes recorded yet.