MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Paul Hughes

  IRN BPH01023

  • CF30 Customer (11 Dec 2012 to 31 Dec 2013)
• Bryan Joseph Barboni

  IRN BXB01247

  • [FCA CF] Significant management (9 Dec 2020 to 1 Feb 2025)
  • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
• Caroline Patricia Lucas

  IRN CXL01087

  • CF21 Investment Adviser (9 Aug 2006 to 6 Mar 2007)
• Carwyn James Butcher

  IRN CJB01357

  • CF30 Customer (14 Oct 2013 to 2 Sep 2016)
• Chee Heong Tan

  IRN CHT01045

  • CF30 Customer (25 Feb 2013 to 18 Dec 2014)
• Chi Lok Cedric Wong

  IRN CLW01096

  • CF30 Customer (18 Feb 2011 to 29 Jul 2011)
• Christina Jacqueline Reuterskiold

  IRN CJR01199

  • CF30 Customer (10 Jan 2014 to 18 May 2018)
• Christophe Roupie

  IRN CXR01360

  • SMF1 Chief Executive (9 Dec 2019 to 21 May 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2025)
  • SMF3 Executive Director (9 Dec 2019 to 21 May 2025)
  • CF3 Chief Executive (11 Jul 2017 to 8 Dec 2019)
  • CF1 Director (19 Apr 2017 to 8 Dec 2019)
• Christopher Durr

  IRN CXD01689

  • CF30 Customer (17 Jul 2018 to 15 Apr 2019)
• Christopher James McLoughlin

  IRN CXM01663

  • [FCA CF] Significant management (since 17 Dec 2024)
  • CF30 Customer (6 May 2015 to 8 Dec 2019)

No changes recorded yet.