MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Roberts

  IRN CXR00447

  • [FCA CF] Significant management (since 3 Jul 2023)
• Christopher Liam Egan

  IRN CLE01029

  • [FCA CF] Significant management (since 9 Dec 2020)
  • CF30 Customer (22 Dec 2009 to 8 Dec 2019)
• Christopher Parker

  IRN CXP00459

  • [FCA CF] Significant management (since 3 Oct 2022)
• Christopher Paul Jones

  IRN CPJ01019

  • [FCA CF] Significant management (since 9 Dec 2020)
  • CF30 Customer (30 Apr 2013 to 8 Dec 2019)
• Christopher Robert Concannon

  IRN CRC01107

  • SMF9 Chair of the Governing Body (since 24 Mar 2025)
• Christopher Steven Chappell

  IRN CSC01066

  • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
• Claire Jacqueline Sinclair Radford

  IRN CJR01185

  • [FCA CF] Significant management (1 Mar 2021 to 30 Nov 2025)
  • [FCA CF] Material risk taker (1 Mar 2021 to 2 Mar 2021)
  • [FCA CF] Manager of certification employee (1 Mar 2021 to 30 Nov 2025)
• Claire Louise Collins

  IRN CLC01037

  • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2007)
• Conor O'Donoghue

  IRN CXO00221

  • [FCA CF] Significant management (since 8 Jul 2024)
• Craig Douglas McLeod

  IRN CDM01109

  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Significant management (9 Dec 2020 to 31 Dec 2021)
  • CF30 Customer (19 Sep 2018 to 8 Dec 2019)

No changes recorded yet.