MarketAxess Europe Limited

• Principal Place of Business

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

  Web

  https://www.marketaxess.com

• Complaints Contact

  Market Axess Europe Ltd

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402077093100

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Spread Bet, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Louis Burke

  IRN DXB00075

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [FCA CF] Material risk taker (15 Apr 2024 to 1 Apr 2025)
• Daniel Swaby

  IRN DXS01963

  • CF30 Customer (25 May 2010 to 31 Jan 2016)
• Darren Russell Reiss

  IRN DRR01032

  • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2003)
• David McNeill Wright

  IRN DMW01095

  • [FCA CF] Significant management (9 Dec 2020 to 30 Jan 2026)
  • [FCA CF] Material risk taker (9 Dec 2020 to 30 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 30 Jan 2026)
  • CF30 Customer (19 Aug 2014 to 8 Dec 2019)
• Dean Berry

  IRN DXB01416

  • [FCA CF] Material risk taker (since 29 Sep 2025)
  • SMF3 Executive Director (since 29 Sep 2025)
  • SMF1 Chief Executive (since 29 Sep 2025)
• Dominic Holland

  IRN DXH01374

  • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)
• Douglas Gerhardt

  IRN DXG00234

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • [FCA CF] Significant management (since 9 Dec 2020)
• Duncan Esson

  IRN DXE00246

  • [FCA CF] Significant management (since 27 Nov 2025)
• Elisa Misiano

  IRN EXM01607

  • CF30 Customer (9 Jul 2012 to 7 Feb 2019)
• Elizabeth Helena Gibbon

  IRN EHG01006

  • CF30 Customer (15 Apr 2016 to 31 Oct 2017)

No changes recorded yet.