Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (1 Apr 2010 to 12 Nov 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Aug 2009)
    • CF21 Investment Adviser (12 Jun 2003 to 31 Oct 2007)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.