Dominic Holland

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Jun 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Jun 2016)
    • CF30 Customer (25 Feb 2010 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 17 Feb 2010)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (3 Nov 2006 to 30 Mar 2007)
  • MarketAxess Europe Limited (no longer approved here)

    FRN 196601

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.