Daniel Swaby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Liquidnet Europe Limited (no longer approved here)
FRN 198039
- [FCA CF] Client dealing (14 Nov 2024 to 18 Aug 2025)
- CF30 Customer (19 Sep 2018 to 8 Dec 2019)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (7 Sep 2021 to 27 May 2022)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- [FCA CF] Client dealing (7 Sep 2021 to 27 May 2022)
MarketAxess Europe Limited (no longer approved here)
FRN 196601
- CF30 Customer (25 May 2010 to 31 Jan 2016)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (1 Jul 2008 to 10 Apr 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.