Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Asset Match Limited
FRN 579310
- [FCA CF] Client dealing (since 9 Jan 2021)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Jul 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
- CF10 Compliance Oversight (31 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Jul 2019 to 8 Dec 2019)
- CF1 Director (10 Sep 2018 to 8 Dec 2019)
- CF3 Chief Executive (2 Aug 2018 to 8 Dec 2019)
- CF30 Customer (26 Oct 2012 to 8 Dec 2019)
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- CF30 Customer (26 Mar 2010 to 27 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.