Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Asset Match Limited
FRN 579310
- SMF3 Executive Director (since 20 Aug 2024)
- SMF16 Compliance Oversight (since 15 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 28 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.