Union Investment Management Limited

Date authorised
1 April 2013
Companies House
02788777
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anstey Bond LLP, 1-2 Charterhouse Mews
    London
    Islington
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442070160000
    Web
    https://www.uim.co.uk

  • Complaints Contact

    Anstey Bond LLP, 1-2 Charterhouse Mews
    London
    Islington
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442070160000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Andrew Bowie

    IRN MAB01229

    • CF1 Director (29 Apr 2010 to 1 Jan 2011)
    • CF28 Systems and controls (29 Apr 2010 to 24 Sep 2010)
    • CF30 Customer (28 May 2009 to 1 Jan 2011)
  • Michael Christopher Halfhead

    IRN MCH01133

    • CF30 Customer (14 Jan 2013 to 17 Jul 2013)
  • Mutaib Adnan Malik

    IRN MAM01384

    • CF30 Customer (29 Apr 2013 to 4 Nov 2013)
  • Neil William James Cockerill

    IRN NWC01022

    • CF30 Customer (4 Nov 2010 to 2 Feb 2011)
  • Nicholas Andrew Francis Irons

    IRN NAI00002

    • CF30 Customer (1 Aug 2010 to 24 Feb 2014)
  • Nigel Charles Milton

    IRN NCM00015

    • CF1 Director (AR) (27 Feb 2009 to 30 Jul 2009)
    • CF30 Customer (24 Jul 2008 to 30 Jul 2009)
  • Ozan Kazim

    IRN OXK01071

    • CF30 Customer (6 Oct 2010 to 28 Sep 2011)
  • Ralph Peter Baber

    IRN RPB01065

    • CF1 Director (AR) (20 Feb 2009 to 31 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF10 Compliance Oversight (19 Dec 2001 to 1 Apr 2010)
    • CF1 Director (1 Dec 2001 to 1 Apr 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Rupert James Philip Morton

    IRN RJM01206

    • CF21 Investment Adviser (17 Mar 2006 to 13 Jul 2006)
    • CF27 Investment Management (17 Mar 2006 to 13 Jul 2006)
  • Saqib Ahmed Mir

    IRN SAM00128

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.