Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finex LLP
FRN 507537
- [FCA CF] Client dealing (since 18 Oct 2023)
- CF4 Partner (AR) (since 18 Oct 2023)
- CF30 Customer (since 18 Oct 2023)
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- [FCA CF] Client dealing (1 Jan 2020 to 6 Dec 2023)
- CF4 Partner (AR) (1 Apr 2014 to 6 Dec 2023)
- CF30 Customer (11 Nov 2013 to 6 Dec 2023)
- CF1 Director (AR) (11 Nov 2013 to 24 Mar 2014)
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- CF1 Director (29 Apr 2010 to 1 Jan 2011)
- CF28 Systems and controls (29 Apr 2010 to 24 Sep 2010)
- CF30 Customer (28 May 2009 to 1 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.