Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finex LLP

    FRN 507537

    • [FCA CF] Client dealing (since 18 Oct 2023)
    • CF4 Partner (AR) (since 18 Oct 2023)
    • CF30 Customer (since 18 Oct 2023)
  • Prosdocimi Limited (no longer approved here)

    FRN 481247

    • [FCA CF] Client dealing (1 Jan 2020 to 6 Dec 2023)
    • CF4 Partner (AR) (1 Apr 2014 to 6 Dec 2023)
    • CF30 Customer (11 Nov 2013 to 6 Dec 2023)
    • CF1 Director (AR) (11 Nov 2013 to 24 Mar 2014)
  • Union Investment Management Limited (no longer approved here)

    FRN 178723

    • CF1 Director (29 Apr 2010 to 1 Jan 2011)
    • CF28 Systems and controls (29 Apr 2010 to 24 Sep 2010)
    • CF30 Customer (28 May 2009 to 1 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.