Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • [FCA CF] Client dealing (20 Oct 2022 to 2 Oct 2025)
    • [FCA CF] Functions requiring qualifications (20 Oct 2022 to 2 Oct 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (3 May 2016 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (3 Jun 2013 to 2 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.