Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Wealth Limited (no longer approved here)

    FRN 926137

    • [FCA CF] Client dealing (17 Feb 2025 to 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 2 Dec 2025)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (6 Jul 2021 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (6 Jul 2021 to 10 Mar 2025)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (22 Dec 2009 to 3 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.