Adam Edward Rackley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dowgate Wealth Limited
FRN 926137
- [FCA CF] Client dealing (since 20 Oct 2023)
- [FCA CF] Material risk taker (4 Mar 2024 to 30 Dec 2024)
Valu-Trac Investment Management Limited (no longer approved here)
FRN 145168
- CF1 Director (AR) (7 Nov 2017 to 25 May 2022)
- CF30 Customer (15 Mar 2016 to 25 May 2022)
Cape Wrath Capital Limited (no longer approved here)
FRN 729237
- Employed By (15 Mar 2016 to 25 May 2022)
Montanaro Asset Management Limited (no longer approved here)
FRN 183211
- CF30 Customer (8 Jan 2008 to 20 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.