David George Lis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • SMF9 Chair of the Governing Body (30 Jun 2025 to 6 Feb 2026)
    • CF2 Non Executive Director (26 Sep 2018 to 8 Dec 2019)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF29 Significant management (18 Mar 2015 to 31 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
    • CF26 Customer Trading (1 Dec 2001 to 5 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.