Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dorian Peter Konig

  IRN DPK01033

  • [FCA CF] Client dealing (25 Feb 2022 to 10 Mar 2025)
• Dru Benjamin Marshall Edmonstone

  IRN DBE01010

  • CF30 Customer (14 Mar 2008 to 26 Nov 2008)
  • CF1 Director (14 Mar 2008 to 26 Nov 2008)
• Duncan Foley

  IRN DRF01027

  • CF21 Investment Adviser (30 Sep 2003 to 3 Apr 2006)
• Edward Vandyk

  IRN EXV01009

  • CF30 Customer (12 Aug 2009 to 26 May 2010)
  • CF10 Compliance Oversight (12 Aug 2009 to 26 May 2010)
  • CF1 Director (12 Aug 2009 to 26 May 2010)
• Gerald Joseph Quinton

  IRN GJQ01002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
• Graham John Franks

  IRN GJF01035

  • CF13 Finance (1 Jul 2004 to 24 Oct 2006)
• Ian Philip Owen

  IRN IPO00005

  • CF11 Money Laundering Reporting (4 Aug 2009 to 13 Oct 2010)
• Ian Sheldon Amiee

  IRN ISA01006

  • [FCA CF] Client dealing (23 Jan 2023 to 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (23 Jan 2023 to 10 Mar 2025)
• Ibnay Shahood Oozeerally

  IRN ISO01002

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James Richard Challis Serjeant

  IRN JRS01150

  • SMF1 Chief Executive (12 Feb 2025 to 6 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
  • CF1 Director (14 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (11 May 2016 to 8 Dec 2019)

No changes recorded yet.