Dowgate Capital Limited

Date authorised
1 April 2013
Companies House
02474423
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Fetter Lane
    London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442039037715
    Web
    https://dowgatecapital.co.uk

  • Complaints Contact

    Dowgate Capital
    15 Fetter Lane
    London
    City Of London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442037584737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Richard Grace

    IRN JRG01047

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Jason Mark Robertson

    IRN JMR01224

    • CF30 Customer (20 Sep 2017 to 17 Nov 2017)
  • Jeremy Michael Harris St John

    IRN JMH01130

    • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 10 Nov 2021)
  • John Clive Mattock

    IRN JCM01099

    • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Jan 2018)
  • John Philip Monks

    IRN JPM01138

    • [FCA CF] Client dealing (4 Jan 2023 to 9 Oct 2023)
  • Joseph Edward Drown

    IRN JED01077

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (20 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Apr 2004 to 31 Oct 2007)
  • Josh Sanford

    IRN JXS02967

    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 31 Mar 2023)
  • Joshua Ross-Field

    IRN JXR01506

    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 10 Nov 2021)
  • Julian Thomas Cox

    IRN JTC01022

    • CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
  • Karen Louise Williamson

    IRN KLW01028

    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.