Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keith Reginald Harris

  IRN KRH01031

  • CF10 Compliance Oversight (29 Sep 2003 to 27 Oct 2003)
  • CF11 Money Laundering Reporting (29 Sep 2003 to 27 Oct 2003)
  • CF8 Apportionment and Oversight (21 May 2003 to 27 Oct 2003)
  • CF3 Chief Executive (21 May 2003 to 27 Oct 2003)
  • CF1 Director (21 May 2003 to 26 Oct 2006)
• Lewis Pether

  IRN LXP01555

  • [FCA CF] Functions requiring qualifications (8 Aug 2020 to 10 Nov 2021)
• Lindsay Keith Anderson Mair

  IRN LKM01007

  • CF1 Director (3 Aug 2009 to 30 Apr 2010)
  • CF30 Customer (3 Aug 2009 to 30 Apr 2010)
• Lorna Mona Tilbian

  IRN LMT00012

  • [FCA CF] Client dealing (31 Dec 2024 to 6 Feb 2026)
  • SMF9 Chair of the Governing Body (24 Feb 2020 to 1 Jul 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
  • CF1 Director (26 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
• Lorne Piers Daniel

  IRN LPD01005

  • [FCA CF] Client dealing (23 May 2023 to 6 Feb 2026)
• Lucy Anderson

  IRN LXH01576

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Aug 2024)
  • CF30 Customer (26 Aug 2019 to 8 Dec 2019)
• Malarvile Velaigam

  IRN MXV01297

  • [FCA CF] Client dealing (24 Mar 2025 to 29 Jul 2025)
• Mark Bareham

  IRN MXB01423

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (27 Oct 2017 to 8 Dec 2019)
• Mark David Chadwick

  IRN MDC01077

  • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 31 Mar 2023)
• Mark Douglas Howson

  IRN MDH01069

  • [FCA CF] Client dealing (25 Apr 2023 to 6 Feb 2026)

No changes recorded yet.