Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Melvyn Brown

  IRN MPB01054

  • [FCA CF] Client dealing (8 Jan 2024 to 6 Feb 2026)
• Michael Arthur Grimwood

  IRN MAG01062

  • CF21 Investment Adviser (1 Oct 2003 to 27 Jan 2006)
• Michael Carruthers Johnstone

  IRN MCJ01020

  • [FCA CF] Client dealing (1 May 2020 to 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (1 May 2020 to 10 Mar 2025)
• Michael David Hooker

  IRN MDH01068

  • CF21 Investment Adviser (1 Oct 2003 to 27 Jan 2006)
• Michael Kelvin Port

  IRN MKP01025

  • CF1 Director (6 May 2003 to 30 Jun 2004)
  • CF13 Finance (1 Dec 2001 to 30 Jun 2004)
• Michael Sleet

  IRN MXS01376

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2025)
  • CF30 Customer (9 Sep 2019 to 8 Dec 2019)
• Natalie Hannah Howman

  IRN NHH01021

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Sep 2024)
  • SMF16 Compliance Oversight (since 23 Sep 2024)
• Neil Ivor Badger

  IRN NIB01009

  • CF10 Compliance Oversight (8 Jun 2009 to 16 Apr 2010)
  • CF11 Money Laundering Reporting (8 Jun 2009 to 24 Sep 2009)
  • CF30 Customer (1 Nov 2007 to 30 Mar 2018)
  • CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)
  • CF3 Chief Executive (10 May 2004 to 30 Mar 2018)
  • CF1 Director (1 Dec 2001 to 30 Mar 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Neil Robert Morss

  IRN NRM01075

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Mar 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Mar 2025)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Neil Terence Bowker

  IRN NTB01015

  • CF21 Investment Adviser (1 Oct 2003 to 27 Jan 2006)

No changes recorded yet.