Michael David Hooker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOBART CAPITAL MARKETS LLP

    FRN 593186

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2020)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (18 Feb 2013 to 15 Jan 2016)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF21 Investment Adviser (1 Oct 2003 to 27 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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