Dowgate Capital Limited

• Principal Place of Business

  15 Fetter Lane

  London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442039037715

  Web

  https://dowgatecapital.co.uk

• Complaints Contact

  Dowgate Capital

  15 Fetter Lane

  London

  City Of London

  EC4A 1BW

  UNITED KINGDOM

  Phone

  +442037584737

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Timothy George Chambers

  IRN NTC01027

  • [FCA CF] Client dealing (24 Aug 2020 to 8 Oct 2025)
• Nicholas William Plumbridge

  IRN NWP01009

  • CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
• Oliver Charles Hewardine Cooke

  IRN OCC01007

  • CF1 Director (31 Jul 2009 to 16 Feb 2010)
• Pamela Janet Davies

  IRN PJD01130

  • CF1 Director (1 Dec 2001 to 31 Dec 2009)
• Paul David Richards

  IRN PDR00039

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
  • SMF3 Executive Director (9 Dec 2019 to 6 Feb 2026)
  • CF1 Director (4 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Paul John Williams

  IRN PJW01139

  • CF30 Customer (25 Nov 2014 to 31 Mar 2015)
• Pedro Ardines

  IRN PXA01123

  • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2006)
• Peter Colin Murray Joy

  IRN PCJ01014

  • CF1 Director (3 Aug 2009 to 2 Nov 2009)
  • CF28 Systems and controls (3 Aug 2009 to 2 Nov 2009)
• Peter Glancy

  IRN PRG01086

  • CF30 Customer (16 Oct 2012 to 31 Aug 2019)
• Philip Alexandre Howie Dumas

  IRN PAD01086

  • CF30 Customer (14 Mar 2008 to 11 Sep 2009)
  • CF1 Director (14 Mar 2008 to 11 Sep 2009)

No changes recorded yet.