Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (30 Oct 2014 to 24 Jul 2015)
- CF11 Money Laundering Reporting (30 Oct 2014 to 24 Jul 2015)
- CF1 Director (11 Jun 2014 to 24 Jul 2015)
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- CF10 Compliance Oversight (4 Apr 2011 to 29 Jun 2012)
- CF1 Director (18 Nov 2010 to 29 Jun 2012)
- CF11 Money Laundering Reporting (18 Nov 2010 to 29 Jun 2012)
- CF30 Customer (2 Jul 2010 to 9 Mar 2011)
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- CF28 Systems and controls (3 Aug 2009 to 2 Nov 2009)
- CF1 Director (3 Aug 2009 to 2 Nov 2009)
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- CF1 Director (10 Jun 2009 to 2 Nov 2009)
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- CF1 Director (7 Jul 2008 to 14 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.