Dowgate Capital Limited

Date authorised
1 April 2013
Companies House
02474423
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Fetter Lane
    London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442039037715
    Web
    https://dowgatecapital.co.uk

  • Complaints Contact

    Dowgate Capital
    15 Fetter Lane
    London
    City Of London
    EC4A 1BW
    UNITED KINGDOM
    Phone
    +442037584737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raymond Richard Davis

    IRN RRD01018

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2005)
  • Raymond Silvester

    IRN RXS01274

    • CF30 Customer (1 Nov 2007 to 17 Apr 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Remy Baquiche

    IRN RXB02584

    • CF30 Customer (13 Nov 2017 to 13 Dec 2018)
  • Richard Feigen

    IRN RXF01091

    • CF3 Chief Executive (8 Jul 2003 to 30 Apr 2004)
    • CF8 Apportionment and Oversight (8 Jul 2003 to 30 Apr 2004)
    • CF1 Director (1 Dec 2001 to 26 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
  • Richard Jonathan Faithfull

    IRN RJF01180

    • CF30 Customer (2 Oct 2015 to 3 Dec 2015)
  • Robert Fulton Wallace Paterson

    IRN RFP01025

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Robert Ian Regan

    IRN RIR01004

    • [FCA CF] Client dealing (23 Oct 2023 to 10 Mar 2025)
    • [FCA CF] Functions requiring qualifications (23 Oct 2023 to 10 Mar 2025)
  • Robert Masterman Ellis

    IRN RME01019

    • CF3 Chief Executive (1 Dec 2001 to 21 May 2003)
    • CF1 Director (1 Dec 2001 to 23 May 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2003)
  • Robert Price

    IRN RXP00593

    • SMF16 Compliance Oversight (1 May 2024 to 5 Jun 2024)
  • Roger Austin Guest

    IRN RAG01057

    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.