Nicholas William Plumbridge

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF30 Customer (1 Nov 2007 to 7 Oct 2009)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (20 Sep 2004 to 18 Apr 2007)
    • CF27 Investment Management (20 Sep 2004 to 31 Oct 2007)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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