Neil Ivor Badger

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF30 Customer (23 Nov 2009 to 24 Aug 2010)
    • CF1 Director (23 Nov 2009 to 24 Aug 2010)
  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF10 Compliance Oversight (8 Jun 2009 to 16 Apr 2010)
    • CF11 Money Laundering Reporting (8 Jun 2009 to 24 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 30 Mar 2018)
    • CF3 Chief Executive (10 May 2004 to 30 Mar 2018)
    • CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Mar 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.