Keith Reginald Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF10 Compliance Oversight (29 Sep 2003 to 27 Oct 2003)
    • CF11 Money Laundering Reporting (29 Sep 2003 to 27 Oct 2003)
    • CF1 Director (21 May 2003 to 26 Oct 2006)
    • CF3 Chief Executive (21 May 2003 to 27 Oct 2003)
    • CF8 Apportionment and Oversight (21 May 2003 to 27 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.