Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (25 Nov 2009 to 16 Apr 2010)
- CF10 Compliance Oversight (22 May 2009 to 26 May 2010)
- CF8 Apportionment and Oversight (21 Sep 2006 to 5 Mar 2007)
- CF3 Chief Executive (21 Sep 2006 to 5 Mar 2007)
- CF1 Director (18 Apr 2006 to 5 Mar 2007)
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- CF10 Compliance Oversight (12 Aug 2009 to 26 May 2010)
- CF30 Customer (12 Aug 2009 to 26 May 2010)
- CF1 Director (12 Aug 2009 to 26 May 2010)
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- CF30 Customer (12 Aug 2009 to 26 May 2010)
- CF10 Compliance Oversight (22 May 2009 to 26 May 2010)
- CF1 Director (7 May 2009 to 26 May 2010)
- CF3 Chief Executive (18 Oct 2006 to 5 Mar 2007)
- CF21 Investment Adviser (1 Dec 2001 to 29 Jun 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.