Ben Carroll

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (27 Aug 2024 to 24 Jul 2025)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 12 Jul 2024)
    • [FCA CF] Material risk taker (9 Apr 2021 to 7 Jun 2023)
    • [FCA CF] Proprietary trader (9 Apr 2021 to 12 Jul 2024)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (16 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.