Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Functions requiring qualifications (31 May 2024 to 24 Sep 2024)
    • [FCA CF] Client dealing (31 May 2024 to 24 Sep 2024)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • CF30 Customer (28 Mar 2016 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • CF21 Investment Adviser (17 Oct 2005 to 20 Jan 2006)
    • CF27 Investment Management (17 Oct 2005 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.