Andrew Christopher Roberts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • CF1 Director (2 Mar 2010 to 14 Feb 2011)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF1 Director (26 Aug 2009 to 3 Jun 2011)
    • CF28 Systems and controls (1 Nov 2007 to 8 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
    • CF11 Money Laundering Reporting (21 Mar 2005 to 25 Mar 2008)
    • CF10 Compliance Oversight (21 Mar 2005 to 22 Jul 2008)
    • CF13 Finance (2 May 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF11 Money Laundering Reporting (27 Apr 2007 to 25 Mar 2008)
    • CF10 Compliance Oversight (27 Apr 2007 to 22 Jul 2008)
    • CF1 Director (21 Apr 2006 to 19 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.