CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John McDowall

  IRN AJM01302

  • CF30 Customer (17 Feb 2009 to 1 Jun 2017)
• Andrew John Wilkinson

  IRN AJW01250

  • CF30 Customer (1 Nov 2007 to 15 Oct 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Andrew Mark Findlater

  IRN AMF00001

  • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
  • CF26 Customer Trading (30 Jun 2002 to 30 Jun 2002)
  • CF21 Investment Adviser (30 Jun 2002 to 31 Oct 2007)
• Andrew Siu-Chung Pang

  IRN ASP01057

  • CF30 Customer (16 Jan 2013 to 8 Oct 2019)
• Andrew Stuart Wood

  IRN ASW01058

  • CF30 Customer (5 Jun 2017 to 31 Jul 2018)
• Anna Chantal Marriette Trickey

  IRN AXT00115

  • [FCA CF] Significant management (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 12 Jun 2025)
• Anni Timonen

  IRN AXT01871

  • CF30 Customer (16 Mar 2016 to 15 Oct 2019)
• Archibald Stirling

  IRN AXS00965

  • [FCA CF] Client dealing (since 2 Dec 2021)
• Arfan Syeed

  IRN AXS01405

  • [FCA CF] Significant management (since 4 Aug 2025)
• Audrey Jean Holliday

  IRN AJH01356

  • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.