CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barbara Walshe

  IRN BXW00141

  • [FCA CF] Client dealing (31 Mar 2021 to 10 Mar 2022)
• Benjamin Thomas McKeown

  IRN BTM01029

  • CF30 Customer (17 Sep 2014 to 8 Oct 2019)
• Bradley Fried

  IRN BXF01035

  • CF2 Non Executive Director (1 Dec 2001 to 18 Apr 2005)
• Bradley Richard Waring

  IRN BRW01026

  • CF30 Customer (16 Jul 2009 to 8 Mar 2012)
  • CF26 Customer Trading (15 Aug 2002 to 15 Aug 2002)
  • CF21 Investment Adviser (13 Aug 2002 to 15 Aug 2003)
• Brian JOHNSON

  IRN BMJ01034

  • CF2 Non Executive Director (3 Jun 2016 to 18 Sep 2017)
• Brian Reginald Roberts

  IRN BRR01012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2005)
• Callum Hamilton Davies

  IRN CHD01044

  • CF30 Customer (1 Mar 2016 to 2 Oct 2019)
• Caroline India Gwendoline Alegre de La Soujeole

  IRN CIA01004

  • [FCA CF] Client dealing (2 Mar 2021 to 4 May 2023)
• Charles Alexander Sargent

  IRN CAS01174

  • CF22 Investment Adviser (Trainee) (21 Sep 2006 to 14 Jun 2007)
• Charlotte Barnes

  IRN CXD01913

  • CF30 Customer (31 Oct 2016 to 27 May 2019)

No changes recorded yet.