CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2001
Companies House
03146580
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christine Johnson

    IRN CXJ01102

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Christopher Nicholas Kennedy

    IRN CXK01129

    • CF30 Customer (1 Nov 2007 to 17 Sep 2019)
    • CF21 Investment Adviser (28 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2002 to 28 Nov 2005)
  • Christopher St Clair Baird

    IRN CSB01035

    • CF2 Non Executive Director (28 Jul 2011 to 6 Oct 2014)
  • Claire Jane Strong

    IRN CJS01180

    • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)
  • Clare Green-Amadei

    IRN CXG06894

    • CF30 Customer (8 Oct 2018 to 23 Oct 2019)
  • Colin Peter Blackbourn

    IRN CPB01037

    • CF30 Customer (1 Nov 2007 to 15 Feb 2013)
    • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
  • Conor John Breen

    IRN CJB01166

    • CF21 Investment Adviser (1 Dec 2001 to 15 Apr 2003)
    • CF27 Investment Management (1 Dec 2001 to 15 Apr 2003)
  • Craig Stephen Granger

    IRN CSG01027

    • CF30 Customer (6 Mar 2008 to 17 Jun 2008)
  • Daniel Coleman

    IRN DCC01047

    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF1 Director (21 Aug 2007 to 13 Oct 2015)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Daniel Craig Smith

    IRN DCS01165

    • [FCA CF] Client dealing (15 Aug 2022 to 27 Jan 2023)
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Recent activity

Updates to this firm's record on the FCA register.

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