Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Client dealing (2 Dec 2020 to 13 May 2022)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 13 May 2022)
    • [FCA CF] Manager of certification employee (2 Dec 2020 to 11 Mar 2022)
    • CF30 Customer (2 May 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF1 Director (21 Aug 2007 to 13 Oct 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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