Bradley Fried

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF9 Chair of the Governing Body (13 Apr 2023 to 4 Apr 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 13 Apr 2023)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF29 Significant management (1 Nov 2007 to 24 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 24 Feb 2010)
    • CF8 Apportionment and Oversight (30 Oct 2003 to 31 Oct 2007)
    • CF3 Chief Executive (30 Oct 2003 to 24 Feb 2010)
    • CF26 Customer Trading (18 Sep 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 24 Feb 2010)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF2 Non Executive Director (1 Dec 2001 to 18 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.