CAPITAL PLUS PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
03672149
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544
    Web
    https://www.capplus.co.uk

  • Complaints Contact

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Keith Robert Michael Swann

    IRN KRS01051

    • [FCA CF] Client dealing (1 Sep 2023 to 28 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Sep 2023 to 28 Nov 2024)
  • Martin Corrie

    IRN MFC00003

    • CF11 Money Laundering Reporting (18 Jun 2007 to 6 Sep 2011)
    • CF1 Director (18 Jun 2007 to 6 Sep 2011)
    • CF8 Apportionment and Oversight (18 Jun 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (18 Jun 2007 to 6 Sep 2011)
  • Natalia Gliorsi

    IRN NXG01529

    • SMF3 Executive Director (15 Feb 2020 to 31 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Dec 2021)
    • CF11 Money Laundering Reporting (21 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2017 to 8 Dec 2019)
  • Philip Andrew O'Connell

    IRN PAO01033

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF23 Corporate Finance Adviser (27 Feb 2007 to 31 Oct 2007)
  • Philip Joseph Reid

    IRN PJR01244

    • SMF9 Chair of the Governing Body (since 10 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Sep 2015 to 8 Dec 2019)
  • Piers Henry David Denne

    IRN PHD01033

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Ravinder Singh Sikand

    IRN RSS01087

    • CF30 Customer (1 Nov 2007 to 8 Apr 2010)
    • CF23 Corporate Finance Adviser (12 Mar 2007 to 31 Oct 2007)
  • Richard Mannington Muir-Simpson

    IRN RMM01076

    • CF30 Customer (1 Nov 2007 to 31 Jul 2010)
    • CF23 Corporate Finance Adviser (7 Sep 2007 to 31 Oct 2007)
  • Robert Millbourn

    IRN RXM03080

    • CF1 Director (17 Aug 2018 to 21 Nov 2019)
  • Ruth Gifford

    IRN RXG01131

    • CF30 Customer (25 May 2009 to 28 Mar 2011)
    • CF21 Investment Adviser (13 Mar 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (13 Mar 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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