Philip Andrew O'Connell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPITAL PLUS PARTNERS LIMITED (no longer approved here)
FRN 189495
- CF30 Customer (1 Nov 2007 to 12 Nov 2007)
- CF23 Corporate Finance Adviser (27 Feb 2007 to 31 Oct 2007)
TAM Asset Management Ltd (no longer approved here)
FRN 208243
- CF21 Investment Adviser (12 Nov 2004 to 1 Sep 2006)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (23 Dec 2003 to 18 Oct 2004)
IG Markets Limited (no longer approved here)
FRN 195355
- CF21 Investment Adviser (28 Aug 2003 to 3 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.