Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (18 Jun 2007 to 6 Sep 2011)
- CF10 Compliance Oversight (18 Jun 2007 to 6 Sep 2011)
- CF11 Money Laundering Reporting (18 Jun 2007 to 6 Sep 2011)
- CF8 Apportionment and Oversight (18 Jun 2007 to 31 Oct 2007)
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- CF1 Director (AR) (17 Dec 2004 to 3 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.