Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL PLUS PARTNERS LIMITED (no longer approved here)

    FRN 189495

    • CF1 Director (18 Jun 2007 to 6 Sep 2011)
    • CF10 Compliance Oversight (18 Jun 2007 to 6 Sep 2011)
    • CF11 Money Laundering Reporting (18 Jun 2007 to 6 Sep 2011)
    • CF8 Apportionment and Oversight (18 Jun 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (17 Dec 2004 to 3 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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