CAPITAL PLUS PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
03672149
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544
    Web
    https://www.capplus.co.uk

  • Complaints Contact

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Elizabeth Stuart

    IRN SES01036

    • CF11 Money Laundering Reporting (1 Jul 2015 to 3 Jan 2017)
    • CF10 Compliance Oversight (1 Jul 2015 to 3 Jan 2017)
  • Shane Gerard Moloney

    IRN SGM01064

    • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
    • CF3 Chief Executive (24 Nov 2006 to 17 Dec 2007)
    • CF8 Apportionment and Oversight (24 Nov 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 24 Nov 2006)
    • CF1 Director (1 Dec 2001 to 17 Dec 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Nov 2006)
  • Timothy Paul Murray

    IRN TPM01025

    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • Tony Steven Gammer

    IRN TSG01006

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF23 Corporate Finance Adviser (27 Feb 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.