Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (22 Jan 2022 to 1 Sep 2022)
  • SAM CAPITAL PARTNERS LIMITED (no longer approved here)

    FRN 470234

    • CF1 Director (4 Dec 2009 to 30 Nov 2012)
    • CF29 Significant management (4 Dec 2009 to 30 Nov 2012)
    • CF30 Customer (21 Sep 2009 to 30 Nov 2012)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 14 Sep 2009)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2003)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.