Dietmar Rudolf Schmitt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SAM CAPITAL PARTNERS LIMITED

    FRN 470234

    • SMF16 Compliance Oversight (since 15 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Dec 2012 to 5 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Aug 2007 to 31 Oct 2007)
    • CF1 Director (20 Aug 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2007 to 18 Jun 2008)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (20 Aug 2007 to 8 Dec 2019)
  • Sarus Select Capital Ltd (no longer approved here)

    FRN 709689

    • CF2 Non Executive Director (9 Mar 2016 to 9 Mar 2017)
    • CF30 Customer (9 Mar 2016 to 9 Mar 2017)
  • Cheyne Capital Management (UK) LLP (no longer approved here)

    FRN 456864

    • CF27 Investment Management (2 Jan 2007 to 16 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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