River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Summers

  IRN CXS00942

  • [FCA CF] Client dealing (31 Oct 2024 to 30 Jun 2025)
• Charles Benett

  IRN CRB01151

  • [FCA CF] Client dealing (15 Sep 2020 to 31 May 2024)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 15 Sep 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 31 May 2024)
  • [FCA CF] Significant management (15 Sep 2020 to 15 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2020 to 17 Apr 2023)
  • SMF27 Partner (9 Dec 2019 to 18 Apr 2024)
  • CF30 Customer (4 Dec 2013 to 8 Dec 2019)
  • CF4 Partner (13 Aug 2009 to 8 Dec 2019)
• Charles William Alexander Southern

  IRN CWS01054

  • [FCA CF] Client dealing (since 1 Jan 2021)
  • [FCA CF] Material risk taker (1 Jan 2021 to 2 Jan 2021)
• Christopher Limentani

  IRN CXL01447

  • [FCA CF] Client dealing (since 20 Jan 2026)
• Christopher Mark Thomas

  IRN CMT01023

  • CF30 Customer (28 Jan 2016 to 26 Sep 2019)
  • CF4 Partner (19 Oct 2006 to 28 Jan 2016)
• Clive Christopher Roger Bannister

  IRN CCB01041

  • CF4 Partner (17 Apr 2014 to 15 Aug 2014)
• Colin William McLean

  IRN CWM01031

  • [FCA CF] Client dealing (1 Dec 2023 to 31 Mar 2025)
• Craig James Jeruzal

  IRN CJJ01060

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Damian Anthony Samuel-Camps

  IRN DAS01160

  • [FCA CF] Client dealing (since 22 Dec 2025)
• Daniel Hanbury

  IRN DJH01203

  • [FCA CF] Significant management (15 Sep 2020 to 1 Mar 2022)
  • [FCA CF] Client dealing (15 Sep 2020 to 1 Mar 2022)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 1 Mar 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 1 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (10 Nov 2006 to 9 Dec 2019)
  • CF27 Investment Management (10 Nov 2006 to 31 Oct 2007)

No changes recorded yet.