Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (8 Nov 2022 to 25 Apr 2023)
    • CF21 Investment Adviser (10 Apr 2003 to 30 Sep 2006)
    • CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)
    • [FCA CF] Client dealing (since 8 Nov 2022)
    • [FCA CF] Functions requiring qualifications (8 Nov 2022 to 25 Apr 2023)
    • CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Significant management (15 Sep 2020 to 1 Mar 2022)
    • [FCA CF] Client dealing (15 Sep 2020 to 1 Mar 2022)
    • [FCA CF] Material risk taker (15 Sep 2020 to 1 Mar 2022)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 1 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (10 Nov 2006 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.