Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 8 Nov 2022)
- [FCA CF] Functions requiring qualifications (8 Nov 2022 to 25 Apr 2023)
- CF21 Investment Adviser (10 Apr 2003 to 30 Sep 2006)
- CF27 Investment Management (1 Dec 2001 to 10 Apr 2003)
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Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 8 Nov 2022)
- [FCA CF] Functions requiring qualifications (8 Nov 2022 to 25 Apr 2023)
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2006)
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- [FCA CF] Significant management (15 Sep 2020 to 1 Mar 2022)
- [FCA CF] Client dealing (15 Sep 2020 to 1 Mar 2022)
- [FCA CF] Material risk taker (15 Sep 2020 to 1 Mar 2022)
- [FCA CF] Manager of certification employee (15 Sep 2020 to 1 Mar 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (10 Nov 2006 to 31 Oct 2007)
- CF4 Partner (10 Nov 2006 to 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.