River Global Investors LLP

• Principal Place of Business

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

  Web

  https://www.river.global

• Complaints Contact

  30 Coleman Street

  London

  EC2R 5AL

  UNITED KINGDOM

  Phone

  +4402033275100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Danny Paul Spraggon

  IRN DXS00313

  • [FCA CF] Material risk taker (since 11 Dec 2025)
  • [FCA CF] Manager of certification employee (since 11 Dec 2025)
• David Hanratty

  IRN DLH01038

  • [FCA CF] Manager of certification employee (15 Sep 2020 to 3 Aug 2022)
  • [FCA CF] Significant management (15 Sep 2020 to 3 Aug 2022)
  • [FCA CF] Client dealing (15 Sep 2020 to 1 Dec 2022)
• David Peach

  IRN DXP00113

  • [FCA CF] Significant management (15 Sep 2020 to 14 Oct 2022)
• David Timothy Harris

  IRN DTH01059

  • CF30 Customer (10 Sep 2015 to 20 Feb 2017)
• Diane Miller

  IRN MXD01909

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2023)
• Donald Roy Amstad

  IRN DRA01030

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Aug 2025)
  • [FCA CF] Client dealing (since 7 Aug 2025)
  • [FCA CF] Manager of certification employee (since 7 Aug 2025)
  • [FCA CF] Significant management (since 7 Aug 2025)
• Eduard Hernandez

  IRN EXH00160

  • [FCA CF] Client dealing (24 Aug 2021 to 3 Oct 2025)
• Fionnuala Hartin

  IRN FXH00044

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Frances Mary Fahey

  IRN FMF01005

  • [FCA CF] Significant management (15 Sep 2020 to 31 Mar 2022)
  • [FCA CF] CASS oversight function (15 Sep 2020 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Mar 2022)
  • [FCA CF] Material risk taker (15 Sep 2020 to 31 Mar 2022)
  • SMF3 Executive Director (22 Feb 2020 to 1 Apr 2022)
  • CF10a CASS Oversight function (9 Oct 2018 to 8 Dec 2019)
• Gary Dowsett

  IRN GRD01067

  • [FCA CF] Client dealing (since 15 Sep 2020)
  • CF30 Customer (22 Nov 2016 to 8 Dec 2019)

No changes recorded yet.