Frances Mary Fahey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Apr 2022)
  • River Global Investors LLP (no longer approved here)

    FRN 453087

    • [FCA CF] Significant management (15 Sep 2020 to 31 Mar 2022)
    • [FCA CF] CASS oversight function (15 Sep 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Mar 2022)
    • [FCA CF] Material risk taker (15 Sep 2020 to 31 Mar 2022)
    • SMF3 Executive Director (22 Feb 2020 to 1 Apr 2022)
    • CF10a CASS Oversight function (9 Oct 2018 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Manager of certification employee (9 Sep 2020 to 31 Jan 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 31 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.